Classification note
- Published code: 3311
- Hierarchy level: unit-group
- This page uses ISCO-08 as the English occupation reference layer while Thai TSCO label harmonization remains incomplete.
Parent link
Occupation hierarchy
- Major Group: 3 Technicians and Associate Professionals
- Sub Major Group: 33 Business and Administration Associate Professionals
- Minor Group: 331 Financial and Mathematical Associate Professionals
- Unit Group: 3311 Securities and Finance Dealers and Brokers
Child groups
- No child groups are published under this code.
TSIC codes where this occupation is primary
- 64110 - Central banking
- 64191 - Commercial banks
- 64192 - Finance Company
- 64193 - Credit Foncier Company
- 64194 - Specialized Commercial Bank
- 64195 - Cooperatives that act as financial intermediaries
- 64201 - Activities of a holding company that invests primarily in financial businesses
- 64202 - Activities of a holding company that does not primarily invest in financial businesses
- 64301 - Fund
- 64302 - Trust
- 64309 - Other financial activities similar to trusts and funds
- 64911 - Financial lease agreement for motor vehicles
- 64912 - Financial lease agreements for machinery and equipment for business operations
- 64913 - Financial lease agreements for consumer goods (except motor vehicles and motorcycles)
- 64921 - Providing loans for trade and investment
- 64922 - Providing loans for consumer purposes
- 64923 - Providing loans for purchasing housing
- 64924 - Credit card service
- 64925 - Pawnshop services
- 64929 - Providing other types of loans which are not classified elsewhere
- 64991 - Providing funds other than lending
- 64992 - Investments that are your own activities
- 64999 - Other financial service activities (except insurance and pension funds) not classified elsewhere
- 65110 - Life insurance
- 65120 - General insurance
- 65200 - Reinsurance
- 65300 - Pension Fund
- 66111 - Money and capital market management
- 66112 - Derivatives market management
- 66113 - Financial market management supervision services
- 66121 - Securities brokerage activities
- 66122 - Derivatives brokerage activities
- 66123 - Foreign currency exchange activities
- 66191 - Financial advisory services
- 66192 - Processing and billing for financial transactions
- 66193 - Securities supervision and maintenance services
- 66199 - Other activities that support financial services which are not classified elsewhere
- 66210 - Risk assessment and damage value
- 66221 - Activities of life insurance agents and brokers
- 66222 - Activities of general insurance agents and brokers
- 66290 - Other activities supporting insurance and pension funds
- 66301 - Fund and investment portfolio management (except pension funds)
- 66302 - Pension fund management
TSIC codes where this occupation is related
- No related TSIC mapping is published for this occupation yet.
Definition
Securities and finance dealers and brokers buy and sell securities, stocks, bonds and other financial instruments, and deal on the foreign exchange, on spot, or on futures markets, on behalf of their own company or for customers on a commission basis. They recommend transactions to clients or senior management.
Tasks include
Tasks include - (a) obtaining information about the financial circumstances of customers and companies in which investments may be made; (b) analysing market trends for securities, bonds, stocks and other financial instruments, including foreign exchange; (c) informing prospective customers about market conditions and prospects; (d) advising on and participating in the negotiation of terms for, and organization of, loans and placement of stocks and bonds in the financial market to raise capital for customers; (e) recording and transmitting buy and sell orders for securities, stocks, bonds or other financial instruments and for foreign exchange for future or immediate delivery.
Included occupations or child groups
Examples of the occupations classified here: - Foreign exchange broker - Foreign exchange dealer - Securities broker - Stocks and shares broker
Excluded occupations
Some related occupations classified elsewhere: - Bond analyst - 2413 - Commodities broker - 3324 - Commodity futures dealer - 3324 - Securities clerk - 4312
ISCO-88 correspondence
- 3411