Classification note
- Published code: 3311
- Hierarchy level: unit-group
- This page uses ISCO-08 as the English occupation reference layer while Thai TSCO label harmonization remains incomplete.
Parent link
Occupation hierarchy
- Major Group: 3 Technicians and Associate Professionals
- Sub Major Group: 33 Business and Administration Associate Professionals
- Minor Group: 331 Financial and Mathematical Associate Professionals
- Unit Group: 3311 Securities and Finance Dealers and Brokers
Child groups
- No child groups are published under this code.
TSIC codes where this occupation is primary
- 64110 - Central banking
- 64191 - Commercial banks
- 64192 - Other monetary intermediation
- 64193 - Other monetary intermediation
- 64194 - Other monetary intermediation
- 64195 - Other monetary intermediation
- 64201 - Activities of holding companies
- 64202 - Activities of holding companies
- 64301 - Trusts, funds and similar financial entities
- 64302 - Trusts, funds and similar financial entities
- 64309 - Trusts, funds and similar financial entities
- 64911 - Financial leasing
- 64912 - Financial leasing
- 64913 - Financial leasing
- 64921 - Other credit granting
- 64922 - Other credit granting
- 64923 - Other credit granting
- 64924 - Other credit granting
- 64925 - Other credit granting
- 64929 - Other credit granting
- 64991 - Other financial service activities, except insurance and pension funding activities, n.e.c.
- 64992 - Other financial service activities, except insurance and pension funding activities, n.e.c.
- 64999 - Other financial service activities, except insurance and pension funding activities, n.e.c.
- 65110 - Life insurance
- 65120 - Non-life insurance
- 65200 - Reinsurance
- 65300 - Pension funding
- 66111 - Administration of financial markets
- 66112 - Administration of financial markets
- 66113 - Administration of financial markets
- 66121 - Security and commodity contracts brokerage
- 66122 - Security and commodity contracts brokerage
- 66123 - Security and commodity contracts brokerage
- 66191 - Other activities auxiliary to financial service activities
- 66192 - Other activities auxiliary to financial service activities
- 66193 - Other activities auxiliary to financial service activities
- 66199 - Other activities auxiliary to financial service activities
- 66210 - Risk and damage evaluation
- 66221 - Activities of insurance agents and brokers
- 66222 - Activities of insurance agents and brokers
- 66290 - Other activities auxiliary to insurance and pension funding
- 66301 - Fund management activities
- 66302 - Fund management activities
TSIC codes where this occupation is related
- No related TSIC mapping is published for this occupation yet.
Definition
Securities and finance dealers and brokers buy and sell securities, stocks, bonds and other financial instruments, and deal on the foreign exchange, on spot, or on futures markets, on behalf of their own company or for customers on a commission basis. They recommend transactions to clients or senior management.
Tasks include
Tasks include - (a) obtaining information about the financial circumstances of customers and companies in which investments may be made; (b) analysing market trends for securities, bonds, stocks and other financial instruments, including foreign exchange; (c) informing prospective customers about market conditions and prospects; (d) advising on and participating in the negotiation of terms for, and organization of, loans and placement of stocks and bonds in the financial market to raise capital for customers; (e) recording and transmitting buy and sell orders for securities, stocks, bonds or other financial instruments and for foreign exchange for future or immediate delivery.
Included occupations or child groups
Examples of the occupations classified here: - Foreign exchange broker - Foreign exchange dealer - Securities broker - Stocks and shares broker
Excluded occupations
Some related occupations classified elsewhere: - Bond analyst - 2413 - Commodities broker - 3324 - Commodity futures dealer - 3324 - Securities clerk - 4312
ISCO-88 correspondence
- 3411